Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TPIO Limited
FRN 835577
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 22 Dec 2025)
- [FCA CF] Client dealing (since 22 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 22 Dec 2025)
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- [FCA CF] Functions requiring qualifications (23 Aug 2022 to 4 Apr 2023)
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- CF30 Customer (27 Aug 2020 to 9 Jun 2022)
- Appointed representative dealing with clients for which they require qualification (8 Jul 2020 to 23 Mar 2022)
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- (7)Employed By (27 Aug 2020 to 9 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.