Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TPIO Limited

    FRN 835577

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 22 Dec 2025)
    • [FCA CF] Client dealing (since 22 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 22 Dec 2025)
  • Highwood Financial Services (no longer approved here)

    FRN 135717

    • [FCA CF] Functions requiring qualifications (23 Aug 2022 to 4 Apr 2023)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF30 Customer (27 Aug 2020 to 9 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (8 Jul 2020 to 23 Mar 2022)
  • Trinity Wealth Management Limited (no longer approved here)

    FRN 206188

    • (7)Employed By (27 Aug 2020 to 9 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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