H.I.G. Capital International Advisors, LLP

• Principal Place of Business

  10 Grosvenor Street

  London

  W1K 4QB

  UNITED KINGDOM

  Phone

  +4402073185706

  Web

  https://www.higcapital.com

• Complaints Contact

  H.I.G. Capital International Advisors, LLP

  10 Grosvenor Street

  London

  W1K 4QB

  UNITED KINGDOM

  Phone

  +4402073185706

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sanjoy Kumar Chattopadhyay

  IRN SKC01028

  • CF30 Customer (30 Oct 2014 to 18 Sep 2019)
  • CF4 Partner (30 Oct 2014 to 18 Sep 2019)
• Sebastiano Robert Vittorio D'Avanzo

  IRN SRD01082

  • CF30 Customer (19 Aug 2014 to 21 Jun 2016)
  • CF4 Partner (19 Aug 2014 to 21 Jun 2016)
• Sensu Hatice Serpen

  IRN SHS01030

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
  • CF4 Partner (9 Oct 2008 to 9 Dec 2019)
  • CF30 Customer (9 Oct 2008 to 9 Dec 2019)
• Simon James Laker

  IRN SJL01312

  • CF30 Customer (19 Mar 2015 to 9 Dec 2019)
  • CF4 Partner (19 Mar 2015 to 9 Dec 2019)
• Stylianos Theodosiou

  IRN SXT01464

  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF4 Partner (13 Oct 2017 to 9 Dec 2019)
  • CF30 Customer (15 Nov 2016 to 9 Dec 2019)
• Tareck Safi

  IRN TXS01137

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
• Thomas Philip Wyndham Newman

  IRN TPN01022

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Mar 2014 to 9 Dec 2019)
• Thomas William Ware

  IRN TWW01025

  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (15 Apr 2019 to 8 Dec 2019)
  • CF4 Partner (15 Apr 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Apr 2019 to 8 Dec 2019)
• Vanessa Finelli

  IRN VXF00028

  • [FCA CF] Client dealing (since 18 Nov 2025)
• Vikas Nanda

  IRN VXN01016

  • CF4 Partner (9 Oct 2008 to 21 Aug 2013)
  • CF30 Customer (9 Oct 2008 to 21 Aug 2013)

No changes recorded yet.