Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF4 Partner (13 Oct 2017 to 9 Dec 2019)
    • CF30 Customer (15 Nov 2016 to 9 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2016)
    • CF30 Customer (1 Nov 2007 to 10 Nov 2011)
    • CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Feb 2007 to 20 Sep 2007)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (1 Nov 2007 to 24 Oct 2013)
    • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.