Date authorised
4 May 2012
Companies House
OC301825
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 More London Riverside
    London
    SE1 2AP
    UNITED KINGDOM
    Phone
    +4402038908571
  • Complaints Contact

    2 More London Riverside
    London
    SE1 2AP
    UNITED KINGDOM
    Phone
    +4402038908571

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Benedikt Maria Joeris

    IRN CXJ00115

    • [FCA CF] Material risk taker (since 1 Aug 2025)
    • [FCA CF] Client dealing (1 Apr 2020 to 30 Apr 2023)
  • Christopher Joseph Lister Fielding

    IRN CXF00185

    • [FCA CF] Material risk taker (since 1 Aug 2025)
    • [FCA CF] Client dealing (since 6 Sep 2021)
  • Christopher Nicholas Kindt

    IRN CXK00235

    • [FCA CF] Client dealing (since 30 Apr 2023)
  • Craig Michael Donaldson

    IRN CMD01038

    • CF4 Partner (16 Oct 2008 to 21 Apr 2017)
    • CF30 Customer (16 Oct 2008 to 21 Apr 2017)
  • Daniel Groen

    IRN DXG01250

    • CF30 Customer (13 Jul 2009 to 31 Mar 2013)
  • Danielle Louise Candfield

    IRN DLC01091

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Jul 2017 to 8 Dec 2019)
  • David Ian Issott

    IRN DII00002

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
    • CF4 Partner (10 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (13 Oct 2014 to 8 Dec 2019)
  • David Toms

    IRN DIT01007

    • [FCA CF] Material risk taker (since 1 Aug 2025)
    • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
  • Dawn Sims

    IRN DXS02328

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2026)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
    • CF4 Partner (29 May 2019 to 8 Dec 2019)
    • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
  • Dominic Thirkell Hibbert

    IRN DXH00661

    • [FCA CF] Client dealing (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.