HG Pooled Management Limited

• Principal Place of Business

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +442038908571

  Web

  https://www.hgcapital.com

• Complaints Contact

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +4402038908571

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Biehl

  IRN MXB02182

  • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
• Michael Matthew Brogan

  IRN MMB01132

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Aug 2024)
  • CF28 Systems and controls (9 Apr 2018 to 8 Dec 2019)
• Moynul Ali

  IRN MXA03620

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jan 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jan 2022)
  • CF10 Compliance Oversight (1 Jan 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (1 Jan 2016 to 8 Dec 2019)
• Neil Hendricks

  IRN NXH00396

  • [FCA CF] Material risk taker (30 Apr 2023 to 27 Sep 2025)
• Nicholas Charles Luckock

  IRN NCL01022

  • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
• Nicholas David Lloyd Jordan

  IRN NDJ01012

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 May 2015 to 8 Dec 2019)
• Nicholas Edward Latner

  IRN NXL01361

  • [FCA CF] Material risk taker (since 1 Aug 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Nicholas James Humphries

  IRN NJH01085

  • SMF12 Chair of the Remuneration Committee (since 28 Aug 2025)
  • [FCA CF] Client dealing (since 1 Aug 2025)
  • [FCA CF] Material risk taker (since 1 Aug 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 17 Feb 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (31 Jul 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (31 Jul 2007 to 31 Oct 2007)
  • CF3 Chief Executive (31 Jul 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Nicholas Rupert Zelenka Martin

  IRN NRM01032

  • CF27 Investment Management (1 Dec 2001 to 26 May 2006)
• Nicholas Timothy Turner

  IRN NTT00006

  • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.