HFS Milbourne Financial Services Limited

Date authorised
1 April 2013
Companies House
02061008
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Hayden-Cook

    IRN CXH00009

    • SMF3 Executive Director (9 Dec 2019 to 13 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2023)
    • CF1 Director (AR) (22 Feb 2008 to 13 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 1 Jun 2023)
    • CF1 Director (1 Dec 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
  • Colum Blackwood

    IRN CXB00803

    • [FCA CF] Client dealing (18 May 2023 to 15 Oct 2024)
  • Craig Paul De Jong

    IRN CPD01050

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 24 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 24 Oct 2024)
    • [FCA CF] Client dealing (since 24 Oct 2024)
  • Craig Thomas Watson

    IRN CXW00558

    • [FCA CF] Client dealing (18 May 2023 to 18 Dec 2025)
  • Craig William Strachan

    IRN CXS00579

    • [FCA CF] Client dealing (7 Mar 2025 to 12 Sep 2025)
  • Daniel Golding

    IRN DXG00467

    • [FCA CF] Client dealing (since 18 May 2023)
  • Daniel Walker

    IRN DXW00455

    • [FCA CF] Significant management (16 Mar 2022 to 31 Mar 2025)
  • Daniyal Baig

    IRN DXB00856

    • [FCA CF] Client dealing (since 21 Jun 2023)
  • Daren James O'Toole

    IRN DJO00015

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 21 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 13 Aug 2021)
    • CF1 Director (AR) (4 Mar 2008 to 13 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 15 Oct 2025)
    • CF10 Compliance Oversight (11 Jul 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jul 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Darren Moore

    IRN DXM00893

    • [FCA CF] Client dealing (since 18 May 2023)
    • [FCA CF] Manager of certification employee (since 18 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.