Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (13 Jul 2021 to 3 Apr 2023)
- [FCA CF] Client dealing (13 Jul 2021 to 3 Apr 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
- SMF3 Executive Director (9 Dec 2019 to 13 Aug 2021)
- CF1 Director (AR) (22 Feb 2008 to 13 Aug 2021)
- CF30 Customer (1 Nov 2007 to 1 Jun 2023)
- CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
- CF1 Director (1 Dec 2005 to 8 Dec 2019)
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- Employed By (1 Jul 2009 to 1 Jun 2023)
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- Employed By (22 Feb 2008 to 1 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.