HFMC Asset Management Limited

• Principal Place of Business

  29 St. John's Lane

  Clerkenwell

  London

  EC1M 4NA

  UNITED KINGDOM

  Phone

  +4402074004700

  Web

  https://www.hfmcam.com

• Complaints Contact

  29 St. John's Lane

  Clerkenwell

  London

  EC1M 4NA

  UNITED KINGDOM

  Phone

  +4402074004700

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · Limited to not brokering credit for the purpose of increasing the funds available for investment.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling which is provided in connection with investment advice.
  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Rhodes Tuson

  IRN JRT01106

  • 14. Managing investments
  • SMF3 Executive Director (since 25 Oct 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 May 2009 to 8 Dec 2019)
• James Richard Scott

  IRN JRS00018

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
  • CF30 Customer (21 Sep 2012 to 8 Dec 2019)
• Jason Anthony Lines

  IRN JAL00011

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
  • CF30 Customer (13 Sep 2012 to 2 Jan 2013)
• John Nicolas Jeremy Hoyland

  IRN JNH00007

  • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 20 Dec 2021)
  • Responsible for Insurance Mediation (11 Sep 2009 to 30 Sep 2018)
  • CF30 Customer (20 Aug 2009 to 8 Dec 2019)
  • CF1 Director (16 Mar 2007 to 8 Dec 2019)
• Lance Forbes Baron

  IRN LFB00002

  • CF10 Compliance Oversight (14 Apr 2003 to 25 Oct 2004)
  • CF11 Money Laundering Reporting (14 Apr 2003 to 25 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Oct 2004)
  • CF1 Director (1 Dec 2001 to 25 Oct 2004)
• Lee Anthony Robert Paris

  IRN LXP00352

  • SMF3 Executive Director (since 15 Jan 2024)
• Leon Noel Blake

  IRN LNB01016

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
  • CF30 Customer (12 Oct 2012 to 8 Dec 2019)
• Lisa Judy Hessey

  IRN LJH01092

  • [FCA CF] Manager of certification employee (2 Mar 2023 to 26 Mar 2024)
• Marc Shackman

  IRN MXS00715

  • [FCA CF] Client dealing (22 Jun 2021 to 26 Mar 2024)
  • [FCA CF] Functions requiring qualifications (22 Jun 2021 to 26 Mar 2024)
• Marcus Reinhard Anthony Carlton

  IRN MRC00020

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2020)
  • CF30 Customer (25 Sep 2012 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (16 Dec 2004 to 15 Dec 2006)
  • CF21 Investment Adviser (25 Oct 2004 to 15 Dec 2006)
  • CF10 Compliance Oversight (25 Oct 2004 to 8 Mar 2010)
  • CF11 Money Laundering Reporting (25 Oct 2004 to 27 Jul 2016)
  • CF1 Director (25 Oct 2004 to 24 May 2013)
  • CF8 Apportionment and Oversight (25 Oct 2004 to 31 Mar 2009)

No changes recorded yet.