Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HFMC Wealth Limited
FRN 192999
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 22 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 22 Jun 2021)
-
HFMC Wealth Partners LLP
FRN 427640
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 22 Jun 2021)
- [FCA CF] Client dealing (since 22 Jun 2021)
-
- [FCA CF] Client dealing (22 Jun 2021 to 26 Mar 2024)
- [FCA CF] Functions requiring qualifications (22 Jun 2021 to 26 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.