HFB Financial Planning Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Neil Swainson
IRN NRS00021
- (3)Employed By (since 24 Oct 2013)
Paul Anthony Marriott
IRN PXM00305
- (4)Employed By (30 Mar 2015 to 18 May 2016)
Richard Brelsford
IRN RSB01085
- (5)Employed By (since 12 Dec 2013)
Robert Aldridge
IRN RDA00010
- (4)Employed By (since 15 Nov 2013)
Simon Wood
IRN STW00008
- (6)Employed By (since 22 Nov 2013)
Stephen Sallis
IRN SFS00009
- (8)Employed By (21 Nov 2013 to 29 Feb 2024)
Terence Angus Lawson
IRN TAL00008
- (1)Employed By (13 Nov 2013 to 24 Oct 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.