Stephen Sallis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Feb 2024)
    • CF30 Customer (21 Nov 2013 to 29 Feb 2024)
  • HFB Financial Planning Ltd (no longer approved here)

    FRN 608731

    • (8)Employed By (21 Nov 2013 to 29 Feb 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 13 Feb 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.