Hexagon Wealth Limited

• Principal Place of Business

  Unit 4

  Tawe Business Village

  Swansea Enterprise Park

  Swansea

  Abertawe

  SA7 9LA

  UNITED KINGDOM

  Phone

  +4408001601608

  Web

  https://www.hexagonwealth.co.uk

• Complaints Contact

  Unit 4

  Tawe Business Village

  Swansea Enterprise Park

  Swansea

  Abertawe

  SA7 9LA

  UNITED KINGDOM

  Phone

  +4408001601608

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Phillip David Copp

  IRN PDC00036

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Sep 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2023)
  • Responsibility for MCD Intermediation (7 Sep 2018 to 15 Sep 2021)
  • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2008 to 8 Dec 2019)
  • CF1 Director (1 Jul 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2008 to 12 Jun 2017)
  • CF11 Money Laundering Reporting (1 Jul 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Jul 2008 to 31 Mar 2009)
• Richard Ian Owen

  IRN RXO00007

  • [FCA CF] Client dealing (12 Dec 2022 to 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (12 Dec 2022 to 2 Jan 2024)
• Simon Peter Cowley

  IRN SPC01190

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 5 Jul 2025)
  • Appointed representative dealing with clients for which they require qualification (since 29 Dec 2020)
  • [FCA CF] Client dealing (since 29 Dec 2020)
  • CF30 Customer (since 29 Dec 2020)
• Sion Kenny

  IRN SXK00803

  • [FCA CF] Functions requiring qualifications (24 May 2024 to 18 Jul 2025)
  • [FCA CF] Client dealing (24 May 2024 to 18 Jul 2025)
• Susan Mary Jones

  IRN SXJ01502

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 28 Jul 2025)
  • [FCA CF] Client dealing (since 28 Jul 2025)

• Gwyn-May Financial Advisors Limited

  FRN 654156 · Appointed 21 Sep 2021

• YorWealth Limited

  FRN 937101 · Appointed 26 Oct 2020

No changes recorded yet.