Hermes GPE LLP

• Principal Place of Business

  Hermes GPE LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

  Web

  http://www.federatedhermes.com/private-markets

• Complaints Contact

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Helen Julia Walsh

  IRN HJW01027

  • [FCA CF] Material risk taker (1 Jun 2021 to 30 Sep 2022)
• Ian Marshall Kennedy

  IRN IMK01013

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2022)
  • CF4 Partner (11 Jun 2019 to 8 Dec 2019)
• Ilias Korosis

  IRN EXC01112

  • [FCA CF] Material risk taker (since 1 Mar 2021)
  • [FCA CF] Client dealing (since 1 Apr 2020)
  • [FCA CF] Manager of certification employee (since 1 Apr 2020)
  • CF30 Customer (7 May 2014 to 8 Dec 2019)
• Jakob Ernst Nilsson

  IRN JEN01015

  • [FCA CF] Client dealing (since 21 Apr 2023)
  • [FCA CF] Material risk taker (since 21 Apr 2023)
• James Chalmers

  IRN JXC02417

  • [FCA CF] Client dealing (7 Jul 2021 to 13 Jun 2024)
• James Christian Wardlaw

  IRN JCW01098

  • [FCA CF] Material risk taker (1 Mar 2022 to 1 Jul 2023)
  • [FCA CF] Manager of certification employee (8 Apr 2021 to 1 Jul 2023)
  • [FCA CF] Client dealing (8 Apr 2021 to 30 Sep 2024)
• Janine Nicholls

  IRN JXN01070

  • CF10a CASS Oversight function (1 Oct 2011 to 14 Mar 2012)
  • CF28 Systems and controls (10 Feb 2011 to 30 Jun 2013)
  • CF30 Customer (10 Feb 2011 to 30 Jun 2013)
• Jeffrey Stuart Meyer

  IRN JSM01192

  • CF4 Partner (1 Apr 2010 to 11 Apr 2011)
• John Charles Mould

  IRN JCM01213

  • CF4 Partner (2 Apr 2012 to 1 Jul 2014)
• John Michael Caughlin

  IRN JXC01375

  • [FCA CF] Client dealing (1 Mar 2024 to 18 Oct 2024)

No changes recorded yet.