Heptagon Capital LLP

• Principal Place of Business

  63 Brook Street

  London

  W1K 4HS

  UNITED KINGDOM

  Phone

  +4402070701800

  Web

  https://www.heptagon-capital.com

• Complaints Contact

  63 Brook Street

  London

  W1K 4HS

  UNITED KINGDOM

  Phone

  +4402070701800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joao Maria Aranha Martins

  IRN JMA01148

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2021)
  • CF30 Customer (11 Sep 2008 to 8 Dec 2019)
• Jonathan William James Cudlipp

  IRN JWC01124

  • CF30 Customer (22 Apr 2013 to 14 May 2013)
• Lino Roemisch

  IRN LMR01064

  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2023)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Melissa Zuanella

  IRN MXH01527

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Mar 2006 to 31 Oct 2007)
• Michael Adebola Olarewaju Idowu

  IRN MXI00192

  • [FCA CF] Client dealing (26 Oct 2023 to 2 Jan 2025)
• Michael Daly

  IRN MXD02573

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
  • CF30 Customer (28 Jun 2016 to 8 Dec 2019)
• Natalia Greslikova

  IRN NXG01086

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
  • CF30 Customer (8 Oct 2010 to 8 Dec 2019)
• Naz Hedayat

  IRN NXH01149

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (11 Aug 2011 to 8 Dec 2019)
• Nishil Yashwin Patel

  IRN NYP01000

  • CF30 Customer (18 Nov 2015 to 7 Nov 2017)
• Philipp Rietbrock

  IRN PXR87624

  • [FCA CF] Client dealing (11 Dec 2025 to 4 Mar 2026)

No changes recorded yet.