Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heptagon Capital LLP (no longer approved here)

    FRN 403304

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
    • CF30 Customer (8 Oct 2010 to 8 Dec 2019)
  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.