HENDERSON ROWE LIMITED

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FRN: 401809
Date authorised: 1 April 2013
Companies House: 04379340
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

8th Floor

Berkeley Square House

Berkeley Square

London

W1J 6BR

UNITED KINGDOM

Phone

+4402079072200

Web

https://www.hendersonrowe.com
Complaints Contact

8th Floor

Berkeley Square House

Berkeley Square

London

W1J 6BR

UNITED KINGDOM

Phone

+4402079072200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Finlay Grant Stewart MacLennan
IRN FGM01005
- CF30 Customer (2 Dec 2008 to 16 Jan 2019)
Giles Timothy Robert Rowe
IRN GTR00010
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- CF3 Chief Executive (18 May 2015 to 1 Jun 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 5 Jul 2016)
- CF27 Investment Management (15 Nov 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (20 Sep 2004 to 22 Jan 2013)
- CF21 Investment Adviser (20 Sep 2004 to 21 Sep 2004)
- CF10 Compliance Oversight (20 Sep 2004 to 22 Jan 2013)
- CF13 Finance (3 Sep 2004 to 31 Oct 2007)
- CF1 Director (3 Sep 2004 to 1 Jun 2018)
Graham Keith Forster
IRN GKF01005
- CF30 Customer (14 Feb 2011 to 31 Jul 2019)
Hilary St. George Devlin
IRN HSD01010
- CF2 Non Executive Director (25 Feb 2005 to 3 Sep 2006)
Ian Philip Hamilton
IRN IPH01014
- CF11 Money Laundering Reporting (14 Nov 2013 to 22 Jan 2015)
- CF10 Compliance Oversight (14 Nov 2013 to 22 Jan 2015)
Jake Weiner
IRN JMW01256
- CF30 Customer (12 Mar 2013 to 16 Apr 2015)
James Joseph Robson
IRN JJR01084
- CF30 Customer (13 Apr 2011 to 2 Feb 2016)
James Richard Dimitriou
IRN JRD01131
- CF30 Customer (17 Mar 2010 to 4 Jan 2011)
Jason Chung-Shiang Hsu
IRN JCH01271
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (4 Jun 2018 to 8 Dec 2019)
John Paul Whick
IRN JPW01161
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 31 Mar 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Nov 2007 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ben Alexander Ashby (no longer appointed)
FRN 979766 · Appointed 26 Jul 2022 · Until 31 Mar 2025
Calvin Cheuk Lun Man (no longer appointed)
FRN 979700 · Appointed 25 Jul 2022 · Until 31 Mar 2025

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.