Giles Timothy Robert Rowe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HENDERSON ROWE LIMITED (no longer approved here)

    FRN 401809

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF3 Chief Executive (18 May 2015 to 1 Jun 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 5 Jul 2016)
    • CF27 Investment Management (15 Nov 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Sep 2004 to 21 Sep 2004)
    • CF11 Money Laundering Reporting (20 Sep 2004 to 22 Jan 2013)
    • CF10 Compliance Oversight (20 Sep 2004 to 22 Jan 2013)
    • CF13 Finance (3 Sep 2004 to 31 Oct 2007)
    • CF1 Director (3 Sep 2004 to 1 Jun 2018)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF21 Investment Adviser (28 Sep 2004 to 21 Dec 2004)
    • CF27 Investment Management (3 Sep 2002 to 21 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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