HENDERSON ROWE LIMITED

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FRN: 401809
Date authorised: 1 April 2013
Companies House: 04379340
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

8th Floor

Berkeley Square House

Berkeley Square

London

W1J 6BR

UNITED KINGDOM

Phone

+4402079072200

Web

https://www.hendersonrowe.com
Complaints Contact

8th Floor

Berkeley Square House

Berkeley Square

London

W1J 6BR

UNITED KINGDOM

Phone

+4402079072200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Arvin Jeet Singh
IRN AXS05175
- [FCA CF] Client dealing (16 Apr 2024 to 28 Feb 2025)
Asher Kamali Ailey
IRN AKA01083
- Director of firm who is not a certification employee or a SMF manager (13 Aug 2020 to 1 Feb 2024)
Audrey Shen Chui
IRN AXC13713
- CF2 Non Executive Director (23 May 2019 to 8 Dec 2019)
Ben Alexander Ashby
IRN BAA01020
- [FCA CF] Client dealing (since 2 Nov 2022)
Ben Peter Gregory
IRN BPG01040
- CF30 Customer (4 Sep 2008 to 14 Jan 2014)
Benjamin James Chevalley De Rivaz
IRN BJD01088
- CF30 Customer (17 Jul 2008 to 17 Jul 2012)
Birgit Snow
IRN BXK01247
- CF30 Customer (12 Aug 2010 to 22 Nov 2011)
Cecil Edward Parkinson
IRN CEP01056
- CF2 Non Executive Director (1 Apr 2005 to 25 Jan 2016)
Charles Gavin John Astor
IRN CGA01025
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 31 Mar 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 Aug 2016 to 8 Dec 2019)
Charles Robert Winston Aram
IRN CXA00001
- CF1 Director (4 Jun 2018 to 4 Mar 2019)
- CF2 Non Executive Director (1 May 2015 to 4 Jun 2018)
- CF30 Customer (1 Nov 2007 to 1 May 2015)
- CF21 Investment Adviser (15 Nov 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (3 Sep 2004 to 7 Sep 2004)
- CF27 Investment Management (3 Sep 2004 to 21 Sep 2004)
- CF3 Chief Executive (3 Sep 2004 to 1 May 2015)
- CF10 Compliance Oversight (3 Sep 2004 to 7 Sep 2004)
- CF8 Apportionment and Oversight (3 Sep 2004 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ben Alexander Ashby (no longer appointed)
FRN 979766 · Appointed 26 Jul 2022 · Until 31 Mar 2025
Calvin Cheuk Lun Man (no longer appointed)
FRN 979700 · Appointed 25 Jul 2022 · Until 31 Mar 2025

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.