Charles Robert Winston Aram

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HENDERSON ROWE LIMITED (no longer approved here)

    FRN 401809

    • CF1 Director (4 Jun 2018 to 4 Mar 2019)
    • CF2 Non Executive Director (1 May 2015 to 4 Jun 2018)
    • CF30 Customer (1 Nov 2007 to 1 May 2015)
    • CF21 Investment Adviser (15 Nov 2004 to 31 Oct 2007)
    • CF3 Chief Executive (3 Sep 2004 to 1 May 2015)
    • CF8 Apportionment and Oversight (3 Sep 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Sep 2004 to 7 Sep 2004)
    • CF11 Money Laundering Reporting (3 Sep 2004 to 7 Sep 2004)
    • CF27 Investment Management (3 Sep 2004 to 21 Sep 2004)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF27 Investment Management (1 Oct 2003 to 22 Dec 2004)
    • CF21 Investment Adviser (23 Aug 2002 to 22 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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