Ben Alexander Ashby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HENDERSON ROWE LIMITED

    FRN 401809

    • [FCA CF] Client dealing (since 2 Nov 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 6 Aug 2009)
    • CF21 Investment Adviser (2 May 2003 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Nov 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Nov 2020)
    • CF30 Customer (27 Dec 2012 to 30 Jan 2014)
    • CF21 Investment Adviser (2 May 2003 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Oct 2009 to 17 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.