Henderson Loggie Financial Planning Limited

• Principal Place of Business

  Henderson Loggie Financial Planning Ltd

  Unit 8

  The Vision Building

  20 Greenmarket

  Dundee

  Dundee City

  DD1 4QB

  UNITED KINGDOM

  Phone

  +4401382200055

  Web

  https://www.hlfp.co.uk

• Complaints Contact

  Henderson Loggie Financial Planning Ltd

  Unit 8

  The Vision Building

  20 Greenmarket

  Dundee

  Dundee City

  DD1 4QB

  UNITED KINGDOM

  Phone

  +441382200055

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew George McNaughton

  IRN AXM02090

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
  • [FCA CF] Client dealing (since 23 Jun 2025)
• Barbara Marie McQuillan

  IRN BMM01056

  • CF2 Non Executive Director (18 Jul 2007 to 1 Dec 2017)
• Christopher Beaton

  IRN CXB00188

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 15 Dec 2025)
  • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
• David Douglas Smith

  IRN DDS01051

  • CF2 Non Executive Director (25 Jun 2014 to 8 Dec 2019)
• David James Legge

  IRN DJL00016

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Mar 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Mar 2006 to 15 May 2006)
• David Thomson

  IRN DXT00100

  • CF1 Director (1 Dec 2001 to 13 Feb 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 13 Feb 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2004)
• Edward Craig Laing

  IRN ECL00006

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Heather Lindsey Wade

  IRN HLW01017

  • [FCA CF] Functions requiring qualifications (8 Dec 2023 to 25 Apr 2024)
  • [FCA CF] Client dealing (8 Dec 2023 to 25 Apr 2024)
  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF22 Investment Adviser (Trainee) (23 Feb 2007 to 31 Oct 2007)
• Ian Rodger Johnston

  IRN IRJ00007

  • CF2 Non Executive Director (1 Dec 2001 to 15 Aug 2007)
• James Gourlay Wilson

  IRN JGW00001

  • SMF1 Chief Executive (13 Feb 2020 to 1 Apr 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Feb 2020)
  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Apr 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

No changes recorded yet.