David James Legge

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Henderson Loggie Financial Planning Limited (no longer approved here)

    FRN 192409

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Mar 2006 to 15 May 2006)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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