Henderson Loggie Financial Planning Limited

• Principal Place of Business

  Henderson Loggie Financial Planning Ltd

  Unit 8

  The Vision Building

  20 Greenmarket

  Dundee

  Dundee City

  DD1 4QB

  UNITED KINGDOM

  Phone

  +4401382200055

  Web

  https://www.hlfp.co.uk

• Complaints Contact

  Henderson Loggie Financial Planning Ltd

  Unit 8

  The Vision Building

  20 Greenmarket

  Dundee

  Dundee City

  DD1 4QB

  UNITED KINGDOM

  Phone

  +441382200055

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Keith Barron

  IRN JKB01062

  • CF30 Customer (1 Mar 2012 to 23 Jan 2015)
• James McCreadie Galloway

  IRN JMG00051

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
• James Millar

  IRN JXM00059

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)
• John William Mollison

  IRN JWM00022

  • CF21 Investment Adviser (1 Nov 2003 to 30 Nov 2004)
• Jonathan David McDowall

  IRN JDM01173

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 1 Apr 2022)
  • SMF3 Executive Director (since 30 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (4 Jun 2015 to 8 Dec 2019)
• Joyce Ross McDonald

  IRN JRM00083

  • CF2 Non Executive Director (1 Dec 2001 to 18 Aug 2003)
• Kevin Arthur Fearn

  IRN KAF00005

  • CF30 Customer (1 Nov 2007 to 31 May 2011)
  • CF1 Director (4 Feb 2004 to 31 May 2011)
  • CF21 Investment Adviser (14 Apr 2003 to 31 Oct 2007)
• Neil Richard Stuart

  IRN NRS01091

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
• Ricky Clark

  IRN RXC01612

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Apr 2022)
  • SMF3 Executive Director (since 19 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2014 to 8 Dec 2019)
• Robert Blyth Steel

  IRN RBS01034

  • CF2 Non Executive Director (2 Sep 2003 to 21 May 2014)

No changes recorded yet.