Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jan 2024)
- CF30 Customer (20 Jan 2017 to 17 Jan 2024)
-
- CF30 Customer (1 Nov 2007 to 31 May 2011)
- CF1 Director (4 Feb 2004 to 31 May 2011)
- CF21 Investment Adviser (14 Apr 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.