Helios Investment Partners LLP

• Principal Place of Business

  Helios Investment Partners LLP

  12 Charles II Street

  London

  Westminster

  SW1Y 4QU

  UNITED KINGDOM

  Phone

  +4402074847700

  Web

  https://www.heliosinvestment.com

• Complaints Contact

  Helios Investment Partners LLP

  12 Charles II Street

  London

  Westminster

  SW1Y 4QU

  UNITED KINGDOM

  Phone

  +4402039122399

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elias Yazbeck

  IRN EXY00026

  • [FCA CF] Client dealing (18 May 2023 to 17 Jan 2025)
• Elizabeth Dabney Tonelli

  IRN EDT01012

  • [FCA CF] Client dealing (30 Mar 2021 to 13 Jan 2023)
  • CF30 Customer (30 Apr 2016 to 8 Dec 2019)
  • CF4 Partner (30 Apr 2016 to 8 Dec 2019)
• Faris Ibrahim Ayoub

  IRN FIA01000

  • CF30 Customer (13 Feb 2008 to 29 Aug 2008)
• Fopefoluwa Kikelomo Adelowo

  IRN FKA01000

  • [FCA CF] Client dealing (since 1 Feb 2023)
• Frederick Matthew Goltz

  IRN FMG01044

  • CF4 Partner (AR) (18 Sep 2015 to 31 Aug 2017)
  • CF30 Customer (18 Sep 2015 to 31 Aug 2017)
• Hans-Alexander Graf Von Sponeck

  IRN HXG01067

  • CF30 Customer (5 Aug 2015 to 31 Aug 2017)
  • CF4 Partner (5 Aug 2015 to 31 Aug 2017)
  • CF29 Significant management (5 Aug 2015 to 31 Aug 2017)
• Henry Awele Obi

  IRN HAO00008

  • [FCA CF] Client dealing (since 30 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Nov 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Nov 2025)
  • CF4 Partner (29 Dec 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Dec 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Dec 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
• Jamie Hollins

  IRN JXH01123

  • [FCA CF] Client dealing (since 16 May 2023)
• Jennifer Anne Lisbey

  IRN JXL00408

  • [FCA CF] Client dealing (29 Jan 2025 to 15 Aug 2025)
• Kayode Akintunde Akinola

  IRN KAA01020

  • CF4 Partner (7 Jan 2009 to 31 Dec 2012)

• Hattington Investment Partners LLP (no longer appointed)

  FRN 663659 · Appointed 5 Jan 2015 · Until 31 Aug 2017

No changes recorded yet.