Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Helios Investment Partners LLP
FRN 462967
- [FCA CF] Client dealing (since 30 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Nov 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Nov 2025)
- CF4 Partner (29 Dec 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (29 Dec 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (29 Dec 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.