Hedley & Company Stockbrokers Limited

Date authorised
1 April 2013
Companies House
06355300
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 19
    Trident Park
    Trident Way
    Blackburn
    Lancashire
    BB1 3NU
    UNITED KINGDOM
    Phone
    +441254699333
    Web
    https://hedleyandco.co.uk

  • Complaints Contact

    Unit 19
    Trident Park
    Trident Way
    Blackburn
    Lancashire
    BB1 3NU
    UNITED KINGDOM
    Phone
    +441254699333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John George Sangster

    IRN JGS01107

    • CF30 Customer (23 Jul 2008 to 18 Nov 2011)
  • KARL DAVID Townsend

    IRN KDT01019

    • CF30 Customer (30 Oct 2014 to 10 Dec 2014)
  • Martin Raymond Duffy

    IRN MRD01044

    • CF30 Customer (1 Jul 2011 to 1 Feb 2018)
  • Matthias John William Turner

    IRN MXT18143

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2023)
    • CF30 Customer (6 Aug 2019 to 8 Dec 2019)
  • Nicholas Harvey Baldwin

    IRN NHB01011

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Aug 2025)
    • CF28 Systems and controls (22 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (26 Oct 2007 to 29 Jan 2010)
    • CF1 Director (26 Oct 2007 to 8 Dec 2019)
    • CF27 Investment Management (26 Oct 2007 to 31 Oct 2007)
  • Nigel Paul Mills

    IRN NPM01020

    • CF30 Customer (29 Jun 2009 to 26 May 2017)
  • Peter Joshua Duckworth

    IRN PJD01225

    • CF30 Customer (21 Jul 2008 to 12 Sep 2008)
  • Rebecca Wood

    IRN RXW00545

    • [FCA CF] Client dealing (since 18 Feb 2026)
  • Russell Gerald Lowes

    IRN RGL01033

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
  • Stuart Michael Eaton

    IRN SME01020

    • CF30 Customer (24 Jun 2011 to 23 Jan 2013)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.