Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Oct 2025)
  • Arnold Stansby & Co. Limited (no longer approved here)

    FRN 569888

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jun 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jun 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jun 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2025)
    • CF1 Director (12 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2015 to 8 Dec 2019)
  • Hedley & Company Stockbrokers Limited (no longer approved here)

    FRN 471207

    • CF30 Customer (30 Oct 2014 to 10 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.