Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Count Finance LTD
FRN 1017828
- SMF16 Compliance Oversight (since 9 Oct 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jun 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jun 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 6 Jun 2025)
- [FCA CF] Significant management (9 Dec 2019 to 6 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 6 Jun 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2025)
- CF1 Director (12 Jul 2018 to 8 Dec 2019)
- CF30 Customer (16 Jul 2015 to 8 Dec 2019)
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- CF30 Customer (30 Oct 2014 to 10 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.