Count Finance LTD
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Count Finance Ltd167-169 Great Portland Street5th FloorLondonW1W 5PFUNITED KINGDOM- Phone
- +447511199806
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Complaints Contact
Count Finance Ltd167-169 Great Portland Street5th FloorLondonW1W 5PFUNITED KINGDOM- Phone
- +447511199806
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm is limited to carrying on the regulated activity of Advising on Investments across all specified investments with a maximum of 1,100 clients.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm is limited to carrying on the regulated activity of Arranging (bringing about) deals in investments across all specified investments with a maximum of 1,100 clients, each being a client with whom the firm has carried on the regulated activity of Advising on Investments.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · The firm is limited to carrying on the regulated activity of Arranging safeguarding and administration of assets across all specified investments with a maximum of 1,100 clients, each being a client with whom the firm has carried on the regulated activity of Advising on Investments
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm is limited to carrying on the regulated activity of Making arrangements with a view to transactions in investments across all specified investments with a maximum of 1,100 clients, each being a client with whom the firm has carried on the regulated activity of Advising on Investments.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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KARL DAVID Townsend
IRN KDT01019
- SMF16 Compliance Oversight (since 9 Oct 2025)
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Laura-Isabell Katharina Helene Cornely
IRN LXC00602
- SMF1 Chief Executive (since 9 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2025)
- SMF3 Executive Director (since 9 Oct 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.