Date authorised
1 April 2013
Companies House
03655704
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    International House
    Forest Road
    Tunbridge Wells
    Kent
    TN2 5FE
    UNITED KINGDOM
    Phone
    +441202544444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kari Hale

    IRN KXH00235

    • SMF11 Chair of the Audit Committee (7 Feb 2022 to 31 Aug 2023)
  • Kate Elizabeth Henwood

    IRN KXH00391

    • [FCA CF] Significant management (since 4 Jul 2022)
  • Keith George Gibbs

    IRN KXG01151

    • CF1 Director (8 Aug 2011 to 31 Dec 2018)
  • Lester Klipp

    IRN LXK01354

    • CF1 Director (AR) (1 Mar 2018 to 6 Jul 2020)
  • Lucinda Claire Charles-Jones

    IRN LXC57319

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 4 May 2022)
  • Mark Andrew Pain

    IRN MAP01160

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Aug 2023)
    • CF2 Non Executive Director (10 Jul 2019 to 8 Dec 2019)
  • Mark Howes

    IRN MRH01166

    • Responsible for Insurance Mediation (3 Aug 2011 to 1 Dec 2016)
    • CF3 Chief Executive (3 Aug 2011 to 1 Dec 2016)
    • CF1 Director (3 Aug 2011 to 21 Dec 2018)
  • Mark Martin

    IRN MXM01933

    • CF2 Non Executive Director (6 Mar 2013 to 8 Nov 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 24 Jun 2011)
    • CF1 Director (14 Jan 2005 to 1 Mar 2013)
  • Martha Lotte Phillips

    IRN MXP00133

    • [FCA CF] Significant management (1 Nov 2022 to 9 Feb 2025)
  • Matthew Vardy

    IRN MXV01442

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF2 Chief Finance (9 Dec 2019 to 31 Aug 2023)
    • CF1 Director (24 Mar 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Keith Grainger (no longer appointed)

    FRN 438269 · Appointed 17 Nov 2006 · Until 10 Apr 2008

  • Elliot Van Sertima (no longer appointed)

    FRN 458291 · Appointed 9 Oct 2006 · Until 2 Mar 2007

  • Amanda Morrell Harrison (no longer appointed)

    FRN 448893 · Appointed 13 Sep 2006 · Until 18 Dec 2007

  • Mr Peter Morrell (no longer appointed)

    FRN 456884 · Appointed 7 Sep 2006 · Until 18 Dec 2007

  • JNJ Associates (no longer appointed)

    FRN 455150 · Appointed 26 Jul 2006 · Until 21 Nov 2009

  • Tim Cobby (no longer appointed)

    FRN 455151 · Appointed 26 Jul 2006 · Until 28 Feb 2007

  • Mark Allen (no longer appointed)

    FRN 453657 · Appointed 20 Jun 2006 · Until 24 Nov 2006

  • Stephen Tierney (no longer appointed)

    FRN 453527 · Appointed 16 Jun 2006 · Until 22 Aug 2006

  • Sarah Mitchell (no longer appointed)

    FRN 453529 · Appointed 16 Jun 2006 · Until 19 May 2007

  • Kim Tomkins (no longer appointed)

    FRN 452233 · Appointed 19 May 2006 · Until 22 Aug 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.