Date authorised
1 April 2013
Companies House
03655704
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    International House
    Forest Road
    Tunbridge Wells
    Kent
    TN2 5FE
    UNITED KINGDOM
    Phone
    +441202544444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Evan Craig Waks

    IRN ECW01020

    • CF28 Systems and controls (28 Mar 2013 to 2 Aug 2019)
  • Fergus Alan Craig

    IRN FXC01085

    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2024)
    • CF1 Director (3 Aug 2011 to 8 Dec 2019)
  • Gail Imich

    IRN GXI01118

    • CF1 Director (AR) (1 Mar 2018 to 1 Jul 2020)
  • Heather Smith

    IRN HXS02147

    • Responsible for Insurance Distribution (since 13 Mar 2024)
    • SMF9 Chair of the Governing Body (since 13 Mar 2024)
  • Howard Michael Posner

    IRN HMP01007

    • CF2 Non Executive Director (9 Jul 2015 to 8 Dec 2019)
  • Ian Brimecome

    IRN IXB01100

    • CF2 Non Executive Director (12 Apr 2012 to 12 Dec 2017)
  • James Bridge

    IRN JXB09229

    • SMF16 Compliance Oversight (since 12 May 2020)
  • Joanne Marie Morris

    IRN JXM01146

    • [FCA CF] Significant management (since 27 Jul 2022)
  • Jonathan Scott Wheway

    IRN JSW01157

    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 21 Feb 2022)
    • CF2 Non Executive Director (23 Nov 2017 to 8 Dec 2019)
  • Jonathan William Darby

    IRN JWD01077

    • SMF18 Other Overall Responsibility (12 May 2020 to 30 Nov 2020)
    • CF1 Director (6 Mar 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Keith Grainger (no longer appointed)

    FRN 438269 · Appointed 17 Nov 2006 · Until 10 Apr 2008

  • Elliot Van Sertima (no longer appointed)

    FRN 458291 · Appointed 9 Oct 2006 · Until 2 Mar 2007

  • Amanda Morrell Harrison (no longer appointed)

    FRN 448893 · Appointed 13 Sep 2006 · Until 18 Dec 2007

  • Mr Peter Morrell (no longer appointed)

    FRN 456884 · Appointed 7 Sep 2006 · Until 18 Dec 2007

  • JNJ Associates (no longer appointed)

    FRN 455150 · Appointed 26 Jul 2006 · Until 21 Nov 2009

  • Tim Cobby (no longer appointed)

    FRN 455151 · Appointed 26 Jul 2006 · Until 28 Feb 2007

  • Mark Allen (no longer appointed)

    FRN 453657 · Appointed 20 Jun 2006 · Until 24 Nov 2006

  • Stephen Tierney (no longer appointed)

    FRN 453527 · Appointed 16 Jun 2006 · Until 22 Aug 2006

  • Sarah Mitchell (no longer appointed)

    FRN 453529 · Appointed 16 Jun 2006 · Until 19 May 2007

  • Kim Tomkins (no longer appointed)

    FRN 452233 · Appointed 19 May 2006 · Until 22 Aug 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.