Date authorised
1 April 2013
Companies House
03655704
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    International House
    Forest Road
    Tunbridge Wells
    Kent
    TN2 5FE
    UNITED KINGDOM
    Phone
    +441202544444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Suzanne Scott

    IRN SXS57398

    • [FCA CF] Manager of certification employee (11 Jul 2022 to 31 Aug 2025)
    • [FCA CF] Significant management (26 Oct 2020 to 30 Apr 2022)
  • Thierry Jean Philippe Sciard

    IRN TJS00067

    • CF2 Non Executive Director (13 Jul 2016 to 31 Aug 2018)
  • Tom Christopher Stacey

    IRN TXS03575

    • [FCA CF] Significant management (9 Dec 2019 to 18 Mar 2021)
  • Tracy Nicola Garrad

    IRN TNG01012

    • SMF3 Executive Director (28 May 2020 to 22 Jun 2020)
    • SMF9 Chair of the Governing Body (28 May 2020 to 31 Mar 2023)
    • CF1 Director (1 Jan 2019 to 8 Dec 2019)
  • Vincenzo Antonio De Stefano

    IRN VAD00009

    • CF8 Apportionment and Oversight (14 Jan 2005 to 8 Nov 2005)
    • CF1 Director (14 Jan 2005 to 8 Nov 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • David Andrew Richards (no longer appointed)

    FRN 615320 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Graeme Scrimshaw (no longer appointed)

    FRN 514683 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • David Shearing (no longer appointed)

    FRN 502767 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Angela Allen (no longer appointed)

    FRN 521254 · Appointed 1 Mar 2018 · Until 2 Jul 2020

  • Della Forster (no longer appointed)

    FRN 404085 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Philip Conroy (no longer appointed)

    FRN 415830 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Bruce Brent (no longer appointed)

    FRN 485632 · Appointed 1 Mar 2018 · Until 21 Aug 2020

  • Nigel Dowd (no longer appointed)

    FRN 404078 · Appointed 1 Mar 2018 · Until 3 Sep 2019

  • Andrea Patricia Kirsopp (no longer appointed)

    FRN 707576 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Nicholas Meek (no longer appointed)

    FRN 565057 · Appointed 1 Mar 2018 · Until 1 Jul 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.