Tracy Nicola Garrad

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA Health Limited (no longer approved here)

    FRN 932948

    • Responsible for Insurance Distribution (5 Jan 2021 to 31 Mar 2023)
    • SMF9 Chair of the Governing Body (5 Jan 2021 to 31 Mar 2023)
    • SMF3 Executive Director (5 Jan 2021 to 31 Mar 2023)
    • SMF1 Chief Executive (5 Jan 2021 to 31 Mar 2023)
  • AXA PPP Healthcare Limited (no longer approved here)

    FRN 202947

    • CF1 Director (AR) (6 Nov 2020 to 24 Dec 2020)
    • SMF1 Chief Executive (1 Jan 2019 to 31 Mar 2023)
  • AXA Health Limited (no longer approved here)

    FRN 936732

    • Employed By (6 Nov 2020 to 24 Dec 2020)
  • Health-on-line Company UK Limited (no longer approved here)

    FRN 308776

    • SMF9 Chair of the Governing Body (28 May 2020 to 31 Mar 2023)
    • SMF3 Executive Director (28 May 2020 to 22 Jun 2020)
    • CF1 Director (1 Jan 2019 to 8 Dec 2019)
  • The Permanent Health Company Limited (no longer approved here)

    FRN 310293

    • SMF9 Chair of the Governing Body (28 May 2020 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • CF1 Director (1 Jan 2019 to 8 Dec 2019)
  • AXA Global Healthcare (UK) Limited (no longer approved here)

    FRN 307140

    • CF2 Non Executive Director (1 Jan 2019 to 7 Feb 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (9 Jul 2018 to 5 Feb 2019)
    • [FCA CF] Manager of certification employee (9 Jul 2018 to 5 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 5 Feb 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (15 Feb 2017 to 5 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (15 Feb 2017 to 5 Feb 2019)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 5 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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