Date authorised
1 April 2013
Companies House
03655704
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    International House
    Forest Road
    Tunbridge Wells
    Kent
    TN2 5FE
    UNITED KINGDOM
    Phone
    +441202544444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Evan Craig Waks

    IRN ECW01020

    • CF28 Systems and controls (28 Mar 2013 to 2 Aug 2019)
  • Fergus Alan Craig

    IRN FXC01085

    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2024)
    • CF1 Director (3 Aug 2011 to 8 Dec 2019)
  • Gail Imich

    IRN GXI01118

    • CF1 Director (AR) (1 Mar 2018 to 1 Jul 2020)
  • Heather Smith

    IRN HXS02147

    • Responsible for Insurance Distribution (since 13 Mar 2024)
    • SMF9 Chair of the Governing Body (since 13 Mar 2024)
  • Howard Michael Posner

    IRN HMP01007

    • CF2 Non Executive Director (9 Jul 2015 to 8 Dec 2019)
  • Ian Brimecome

    IRN IXB01100

    • CF2 Non Executive Director (12 Apr 2012 to 12 Dec 2017)
  • James Bridge

    IRN JXB09229

    • SMF16 Compliance Oversight (since 12 May 2020)
  • Joanne Marie Morris

    IRN JXM01146

    • [FCA CF] Significant management (since 27 Jul 2022)
  • Jonathan Scott Wheway

    IRN JSW01157

    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 21 Feb 2022)
    • CF2 Non Executive Director (23 Nov 2017 to 8 Dec 2019)
  • Jonathan William Darby

    IRN JWD01077

    • SMF18 Other Overall Responsibility (12 May 2020 to 30 Nov 2020)
    • CF1 Director (6 Mar 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • David Andrew Richards (no longer appointed)

    FRN 615320 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Graeme Scrimshaw (no longer appointed)

    FRN 514683 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • David Shearing (no longer appointed)

    FRN 502767 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Angela Allen (no longer appointed)

    FRN 521254 · Appointed 1 Mar 2018 · Until 2 Jul 2020

  • Della Forster (no longer appointed)

    FRN 404085 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Philip Conroy (no longer appointed)

    FRN 415830 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Bruce Brent (no longer appointed)

    FRN 485632 · Appointed 1 Mar 2018 · Until 21 Aug 2020

  • Nigel Dowd (no longer appointed)

    FRN 404078 · Appointed 1 Mar 2018 · Until 3 Sep 2019

  • Andrea Patricia Kirsopp (no longer appointed)

    FRN 707576 · Appointed 1 Mar 2018 · Until 1 Jul 2020

  • Nicholas Meek (no longer appointed)

    FRN 565057 · Appointed 1 Mar 2018 · Until 1 Jul 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.