Date authorised
1 April 2013
Companies House
OC306661
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 WHITFIELD STREET
    1st Floor
    London
    W1T 4EZ
    UNITED KINGDOM
    Phone
    +442075188888
  • Complaints Contact

    90 WHITFIELD STREET
    1st Floor
    London
    W1T 4EZ
    UNITED KINGDOM
    Phone
    +442075188888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Roderick Aaron Tamary MacLeod

    IRN DXT00359

    • [FCA CF] Client dealing (15 May 2024 to 12 Jun 2025)
  • David William Toon

    IRN DWT01039

    • CF21 Investment Adviser (1 Feb 2006 to 31 May 2007)
  • Jason Michael Howard

    IRN JMH01297

    • [FCA CF] Client dealing (since 6 Aug 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (19 Mar 2019 to 8 Dec 2019)
    • CF4 Partner (19 Mar 2019 to 5 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2018 to 17 May 2019)
  • Jerome Huget

    IRN JXH02998

    • [FCA CF] Client dealing (since 13 Jul 2020)
  • Juan-Sebastian Fernando Joseph Enrique Junoy

    IRN JFJ01011

    • [FCA CF] Client dealing (since 6 Aug 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 Jun 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (25 Jan 2005 to 8 Jun 2007)
    • CF21 Investment Adviser (25 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (25 Jan 2005 to 8 Jun 2007)
    • CF4 Partner (25 Jan 2005 to 8 Dec 2019)
  • Julian Asquith

    IRN JXA01489

    • CF10 Compliance Oversight (8 Jun 2007 to 6 May 2008)
  • Juliette Virginie Nicola Pelka

    IRN JXP01185

    • [FCA CF] Client dealing (since 11 Nov 2025)
  • Karman Jassal

    IRN KXJ00178

    • [FCA CF] Client dealing (since 15 Feb 2024)
  • Lance James Whitehead

    IRN LJW01039

    • CF4 Partner (7 Sep 2010 to 9 May 2013)
  • Laura Shen

    IRN LXS01260

    • [FCA CF] Client dealing (since 6 Aug 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 May 2008 to 1 Jun 2009)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (25 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jan 2005 to 18 Jun 2007)
    • CF3 Chief Executive (25 Jan 2005 to 7 May 2008)
    • CF21 Investment Adviser (25 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.