Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Headway Capital Partners LLP
FRN 402401
- [FCA CF] Client dealing (since 6 Aug 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (19 Mar 2019 to 8 Dec 2019)
- CF4 Partner (19 Mar 2019 to 5 Dec 2019)
- CF11 Money Laundering Reporting (2 Jul 2018 to 17 May 2019)
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- CF11 Money Laundering Reporting (31 May 2017 to 28 Feb 2018)
- CF3 Chief Executive (5 Sep 2014 to 28 Feb 2018)
- CF30 Customer (25 Sep 2012 to 28 Feb 2018)
- CF1 Director (25 Sep 2012 to 28 Feb 2018)
- CF10 Compliance Oversight (25 Sep 2012 to 28 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.