Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Headway Capital Partners LLP
FRN 402401
- [FCA CF] Client dealing (since 6 Aug 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (20 May 2008 to 1 Jun 2009)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (25 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (25 Jan 2005 to 18 Jun 2007)
- CF3 Chief Executive (25 Jan 2005 to 7 May 2008)
- CF21 Investment Adviser (25 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.