HCC Underwriting Agency Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

DARREN NOEL CARR
IRN DXC48039
- [FCA CF] Material risk taker (since 11 Dec 2019)
DAVID SHEPHERD
IRN DXS48025
- [FCA CF] Material risk taker (11 Dec 2019 to 29 Nov 2024)
Dai Inove
IRN DXI00070
- Director of firm who is not a certification employee or a SMF manager (1 May 2024 to 1 Sep 2025)
Daniel James Moore
IRN DXM01203
- [FCA CF] Significant management (since 12 Mar 2025)
David Andrew Fletcher
IRN DXF00069
- SMF18 Other Overall Responsibility (9 May 2024 to 31 Jul 2025)
- SMF24 Chief Operations (1 Apr 2021 to 9 May 2024)
David Feldman
IRN DXF01414
- SMF16 Compliance Oversight (since 10 Dec 2018)
- CF1 Director (18 Apr 2011 to 1 Aug 2012)
- CF10 Compliance Oversight (6 Apr 2011 to 9 Dec 2018)
David Neil Charlton
IRN DNC01061
- SMF5 Head of Internal Audit (since 10 Dec 2018)
- SIMF5 Head of Internal Audit Function (12 Aug 2016 to 9 Dec 2018)
Desmond Sean Edward Burke
IRN DXB56143
- SMF3 Executive Director (since 5 Jun 2024)
- SMF24 Chief Operations (since 27 Jul 2021)
Duncan George Robin Ferguson
IRN DGF01023
- CF2 Non Executive Director (28 Nov 2003 to 20 Dec 2005)
Elsa D'Mello
IRN EXD00274
- [FCA CF] Significant management (since 26 Nov 2024)

Smaller firms operating under this firm's FCA authorisation.

HCC Insurance Services Ltd (no longer appointed)
FRN 416032 · Appointed 14 Jan 2005 · Until 7 Feb 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.