David Neil Charlton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tokio Marine Europe S.A.
FRN 821456
- [PRA CF] Key function holder (since 29 Sep 2022)
HCC International Insurance Company Plc
FRN 202655
- SMF5 Head of Internal Audit (since 10 Dec 2018)
- SIMF5 Head of Internal Audit Function (12 Aug 2016 to 9 Dec 2018)
Houston Casualty Company
FRN 203250
- SMF5 Head of Internal Audit (since 10 Dec 2018)
- SIMF5 Head of Internal Audit Function (13 Apr 2017 to 9 Dec 2018)
HCC Underwriting Agency Ltd
FRN 228121
- SMF5 Head of Internal Audit (since 10 Dec 2018)
- SIMF5 Head of Internal Audit Function (12 Aug 2016 to 9 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.