Date authorised
1 April 2013
Companies House
04632146
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700
  • Complaints Contact

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ALAN PRYOR

    IRN AXP75240

    • [FCA CF] Significant management (11 Dec 2019 to 31 Jul 2025)
  • ANDREW CHARLES MIDDLETON

    IRN AXM44694

    • [FCA CF] Material risk taker (since 11 Dec 2019)
  • Alban Denis Burniston

    IRN DXB01643

    • CF1 Director (28 Nov 2003 to 8 Jun 2007)
  • Amritpal Singh Virdee

    IRN ASV01026

    • [FCA CF] Significant management (since 12 Mar 2025)
  • Andrew Peter Crane

    IRN AXC03435

    • [FCA CF] Significant management (since 26 Nov 2024)
  • Andrew Skinner Young

    IRN ASY01004

    • CF2 Non Executive Director (28 Nov 2003 to 20 Dec 2005)
  • Angela Michelle Baker

    IRN AXB27036

    • SMF3 Executive Director (29 Jan 2021 to 30 Sep 2024)
    • SMF18 Other Overall Responsibility (2 Apr 2020 to 29 Jan 2021)
  • BRENDAN JOSEPH HEGARTY

    IRN BXH74543

    • [FCA CF] Significant management (11 Dec 2019 to 17 Dec 2021)
  • Barry John Cook

    IRN BJC01080

    • SMF7 Group Entity Senior Manager (since 31 Jul 2025)
    • SMF1 Chief Executive (1 Apr 2020 to 1 May 2025)
    • SMF3 Executive Director (1 Apr 2020 to 1 Apr 2020)
    • CF1 Director (21 Dec 2009 to 9 Dec 2018)
  • Beatriz Lozano-Gil

    IRN BXL00139

    • [FCA CF] Significant management (since 8 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.