Date authorised
1 April 2013
Companies House
04632146
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700
  • Complaints Contact

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Kinder

    IRN BXK00198

    • [FCA CF] Material risk taker (since 7 Dec 2023)
  • Brad Scott Huntington

    IRN BSH01020

    • CF2 Non Executive Director (19 Dec 2003 to 31 Dec 2005)
  • Brendan Richard Anthony Merriman

    IRN BRM01022

    • CF1 Director (18 Jun 2010 to 19 Sep 2012)
  • CLAIRE LOUISE KING

    IRN CXK71078

    • [FCA CF] Significant management (11 Dec 2019 to 20 Dec 2022)
  • Camila Gower

    IRN CXG00619

    • [FCA CF] Material risk taker (since 1 Apr 2025)
  • Charles Louis Colin Manchester

    IRN CLM01065

    • CF1 Director (24 Sep 2007 to 25 Nov 2008)
  • Christopher Williams

    IRN CXW01726

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 13 Nov 2018)
    • CF2 Non Executive Director (24 Jun 2015 to 6 Mar 2016)
  • Clive Geoffrey Jackson

    IRN CXJ26862

    • SMF18 Other Overall Responsibility (2 Apr 2020 to 31 Jul 2025)
  • Colin John Rogers

    IRN CJR01107

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Nov 2006)
    • CF1 Director (28 Nov 2003 to 1 Nov 2006)
  • Craig Anthony Scarr

    IRN CAS01237

    • SMF12 Chair of the Remuneration Committee (since 3 Feb 2026)
    • SMF9 Chair of the Governing Body (since 3 Feb 2026)
    • SMF14 Senior Independent Director (15 Jul 2024 to 31 Dec 2025)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Dec 2025)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 1 May 2025)
    • SIMF11 Chair of the Audit Committee (8 Jul 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (12 Jun 2015 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.