Date authorised
1 April 2013
Companies House
04632146
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700
  • Complaints Contact

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Louise Liversidge

    IRN EXL00259

    • [FCA CF] Significant management (since 1 Apr 2025)
  • Fiona Ann Murphy

    IRN FXM00350

    • [FCA CF] Significant management (since 21 Nov 2024)
  • GEOFF EDWARD ROSEN

    IRN GXR48027

    • [FCA CF] Material risk taker (since 11 Dec 2019)
  • Gavin Bridges

    IRN GXB00684

    • SMF18 Other Overall Responsibility (since 6 Oct 2025)
  • Gavin Lee Brown

    IRN GXB00554

    • [FCA CF] Significant management (since 7 Dec 2023)
  • Graham Richard Austen White

    IRN GRW01078

    • SMF4 Chief Risk (since 10 Dec 2018)
    • SMF20 Chief Actuary (10 Dec 2018 to 13 Apr 2022)
    • SIMF4 Chief Risk Function (21 Dec 2017 to 9 Dec 2018)
    • SIMF20 Chief Actuary Function (15 Jul 2016 to 9 Dec 2018)
  • Hans-Dieter Rohlf

    IRN HXR01239

    • SMF14 Senior Independent Director (10 Dec 2018 to 30 Apr 2023)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (3 Feb 2014 to 6 Mar 2016)
  • Hideki Mishima

    IRN HXM00077

    • SMF23 Chief Underwriting Officer (1 Mar 2022 to 4 Apr 2024)
    • SMF3 Executive Director (6 Feb 2021 to 4 Apr 2024)
  • Hugh Simpson Davenport

    IRN HXD00103

    • [FCA CF] Significant management (since 8 Dec 2021)
  • Ian Philip Rowles

    IRN IXR00057

    • [FCA CF] Significant management (8 Dec 2021 to 31 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.