HCC Underwriting Agency Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

JAMIE LAWRENCE WILLIAMS
IRN JXW71079
- [FCA CF] Significant management (11 Dec 2019 to 31 Jul 2021)
JEAN MARGERET O NEILL
IRN JXO71075
- SMF2 Chief Finance (since 12 Mar 2025)
- [FCA CF] Significant management (since 11 Dec 2019)
JEROME SWINSCOE
IRN JXS48026
- [FCA CF] Material risk taker (since 11 Dec 2019)
JURGEN SCHWABE
IRN JXS71074
- [FCA CF] Significant management (16 Mar 2020 to 1 Jul 2023)
James Robert Orriss
IRN JXO00148
- [FCA CF] Significant management (since 8 Dec 2021)
James Roger Davidson
IRN JRD01037
- CF1 Director (1 May 2012 to 1 Jul 2014)
John Craig
IRN JXC01791
- CF1 Director (28 Nov 2003 to 31 Jan 2008)
John Henry Bishop
IRN JHB01049
- CF2 Non Executive Director (28 Nov 2003 to 1 Apr 2014)
John Llywelyn Tracy Newbegin
IRN JLN01022
- CF2 Non Executive Director (20 Oct 2011 to 2 Jul 2015)
John Niels Molbeck
IRN JNM01074
- CF1 Director (3 Feb 2010 to 8 Apr 2016)

Smaller firms operating under this firm's FCA authorisation.

HCC Insurance Services Ltd (no longer appointed)
FRN 416032 · Appointed 14 Jan 2005 · Until 7 Feb 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.