Date authorised
1 April 2013
Companies House
04632146
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700
  • Complaints Contact

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Robert Walkden Shepherd

    IRN JRS01260

    • CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
    • CF18 Significant Mgt (Insurance Underwriting) (24 Sep 2007 to 31 Oct 2007)
    • CF1 Director (24 Sep 2007 to 31 Jul 2008)
  • Jonathan Isherwood

    IRN JXI01043

    • SMF10 Chair of the Risk Committee (since 19 Jan 2026)
  • Julian Matthew Goodall

    IRN JMG01177

    • CF29 Significant management (1 Nov 2007 to 2 Feb 2016)
    • CF1 Director (AR) (14 Jan 2005 to 2 Feb 2016)
    • CF18 Significant Mgt (Insurance Underwriting) (14 Jan 2005 to 31 Oct 2007)
  • KATHERINE JANE NORRIS

    IRN KXN71076

    • [FCA CF] Significant management (11 Dec 2019 to 28 Aug 2024)
  • Karen Jane Cordier

    IRN KJC01129

    • [FCA CF] Significant management (since 11 Dec 2019)
    • SMF4 Chief Risk (10 Dec 2018 to 10 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (21 Aug 2012 to 6 Mar 2016)
  • Karen Lucinda Barnes

    IRN KXB00644

    • SMF3 Executive Director (since 23 May 2025)
    • SMF18 Other Overall Responsibility (28 Mar 2025 to 23 May 2025)
  • Katherine Lee Letsinger

    IRN KLL01003

    • SMF2 Chief Finance (10 Dec 2018 to 31 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 31 Dec 2024)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (5 Oct 2012 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (5 Oct 2012 to 9 Dec 2018)
  • Kazuya Takahiro

    IRN KXT00307

    • SMF23 Chief Underwriting Officer (since 27 Aug 2024)
  • Kelly Louise Clark

    IRN KXC00223

    • [FCA CF] Significant management (since 8 Dec 2021)
  • Kevin Roy Smith

    IRN KXS00520

    • [FCA CF] Significant management (since 8 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.