HCC Underwriting Agency Ltd
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7BTUNITED KINGDOM- Phone
- +4402077024700
-
Complaints Contact
The St Botolph Building138 HoundsditchLondonEC3A 7BTUNITED KINGDOM- Phone
- +4402077024700
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Lloyd's Syndicate Management
For Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
John Robert Walkden Shepherd
IRN JRS01260
- CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
- CF18 Significant Mgt (Insurance Underwriting) (24 Sep 2007 to 31 Oct 2007)
- CF1 Director (24 Sep 2007 to 31 Jul 2008)
-
Jonathan Isherwood
IRN JXI01043
- SMF10 Chair of the Risk Committee (since 19 Jan 2026)
-
Julian Matthew Goodall
IRN JMG01177
- CF29 Significant management (1 Nov 2007 to 2 Feb 2016)
- CF1 Director (AR) (14 Jan 2005 to 2 Feb 2016)
- CF18 Significant Mgt (Insurance Underwriting) (14 Jan 2005 to 31 Oct 2007)
-
KATHERINE JANE NORRIS
IRN KXN71076
- [FCA CF] Significant management (11 Dec 2019 to 28 Aug 2024)
-
Karen Jane Cordier
IRN KJC01129
- [FCA CF] Significant management (since 11 Dec 2019)
- SMF4 Chief Risk (10 Dec 2018 to 10 Dec 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (21 Aug 2012 to 6 Mar 2016)
-
Karen Lucinda Barnes
IRN KXB00644
- SMF3 Executive Director (since 23 May 2025)
- SMF18 Other Overall Responsibility (28 Mar 2025 to 23 May 2025)
-
Katherine Lee Letsinger
IRN KLL01003
- SMF2 Chief Finance (10 Dec 2018 to 31 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 31 Dec 2024)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (5 Oct 2012 to 6 Mar 2016)
- CF11 Money Laundering Reporting (5 Oct 2012 to 9 Dec 2018)
-
Kazuya Takahiro
IRN KXT00307
- SMF23 Chief Underwriting Officer (since 27 Aug 2024)
-
Kelly Louise Clark
IRN KXC00223
- [FCA CF] Significant management (since 8 Dec 2021)
-
Kevin Roy Smith
IRN KXS00520
- [FCA CF] Significant management (since 8 Dec 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
HCC Insurance Services Ltd (no longer appointed)
FRN 416032 · Appointed 14 Jan 2005 · Until 7 Feb 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.