HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Morgan Manson
IRN MMM01044
- CF21 Investment Adviser (17 Jun 2003 to 17 Jun 2003)
- CF22 Investment Adviser (Trainee) (22 Oct 2002 to 17 Jun 2003)
Mark Newman
IRN MXN00053
- CF22 Investment Adviser (Trainee) (14 Jan 2003 to 5 Jun 2003)
Mark Owen Roberts
IRN MOR00002
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
Mark Philip Stanbury
IRN MPS00047
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Mark Richard Taylor
IRN MRT00021
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 20 Dec 2002)
Mark Stephen Wilson
IRN MXW00649
- SMF3 Executive Director (17 Mar 2023 to 30 Nov 2023)
- [FCA CF] Manager of certification employee (14 Dec 2022 to 21 Mar 2023)
Mark Steven Foster
IRN MSF00006
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Mark Stevenson
IRN MXS00153
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Mark Stubbs
IRN MXS00154
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Mark Waring
IRN MTW00003
- CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.