HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Keith William Abercromby
IRN KWA01011
- CF8 Apportionment and Oversight (1 Dec 2001 to 8 Apr 2004)
- CF3 Chief Executive (1 Dec 2001 to 8 Apr 2004)
- CF1 Director (AR) (1 Dec 2001 to 1 Jan 2003)
- CF1 Director (1 Dec 2001 to 17 Oct 2005)
Kellie Joan Stewart
IRN KJC00022
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Kelly Louise Young
IRN KXY44217
- [FCA CF] Material risk taker (1 Jan 2021 to 24 Oct 2022)
- [FCA CF] CASS oversight function (1 Jan 2021 to 24 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 24 Oct 2022)
Kelly Newman
IRN KXS01307
- CF21 Investment Adviser (12 Jun 2003 to 12 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 12 Jun 2003)
Kelly-Jane Bliss
IRN KXB01323
- CF21 Investment Adviser (30 Jan 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 30 Jan 2003)
Kenneth Anthony Beattie
IRN KAB00012
- CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)
Kenneth John Wallace
IRN KJW00048
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Kenneth Martin Ovens
IRN KMO00004
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Kenneth Patrick Murphy
IRN KPM00025
- CF21 Investment Adviser (24 Jun 2002 to 22 Jun 2003)
Kenneth Percy Graham
IRN KPG00005
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.