Kenneth Anthony Beattie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verso Wealth Management Limited

    FRN 153871

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Aug 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (6 Jul 2022 to 24 Oct 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (6 Jul 2022 to 24 Oct 2022)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (3 Jul 2013 to 31 Mar 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (2 Feb 2010 to 4 Sep 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Jan 2010)
    • CF21 Investment Adviser (1 Jan 2002 to 1 Jan 2002)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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