HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Karan Elizabeth Ann Jones
IRN KEJ00004
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Karen Alison Craig
IRN KAC00031
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Karen Ann Noone
IRN KAA00012
- CF21 Investment Adviser (8 May 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 8 May 2003)
Karen Anne Wilkins
IRN KAW00018
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Karen Elizabeth Moss
IRN KEH01038
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Karen Evelyn Hathaway
IRN KEH00017
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Karen Georgina Bassett
IRN KXB01300
- CF15 Internal Audit (2 Jun 2003 to 31 Dec 2005)
Karen Jane Bushell
IRN KJB00034
- CF21 Investment Adviser (30 Apr 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (27 Jan 2003 to 30 Apr 2003)
Karen Jane Maylett
IRN KJM01121
- CF22 Investment Adviser (Trainee) (14 Feb 2003 to 5 Jun 2003)
Karen Lesley Bolsover
IRN KLW00009
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.