HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Iain Melville
IRN IXM00060
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Iain Ross McGowan
IRN IXM01299
- [FCA CF] Client dealing (21 May 2020 to 4 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (21 May 2020 to 31 Dec 2024)
- [PRA CF] Managing a material risk taker (21 May 2020 to 8 May 2024)
- [FCA CF] Material risk taker (21 May 2020 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (21 May 2020 to 8 May 2024)
Ian Alexander Douglas Hale
IRN IAH00001
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Ian Andrew Rae
IRN IAR00013
- CF20 Significant Mgt (Settlements) (19 Mar 2003 to 11 Jul 2003)
Ian Arran Jaffe
IRN IAJ00004
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Ian Bonney
IRN IXB00051
- CF22 Investment Adviser (Trainee) (29 Jan 2003 to 28 May 2003)
Ian Brown
IRN IAB00020
- CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Ian Charles Gundry
IRN ICG00002
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Ian Crow
IRN ICC00012
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Ian David Wicks
IRN IDW00015
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.