Ian Brown

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Aug 2013)
    • CF1 Director (AR) (since 22 Aug 2013)
    • CF30 Customer (15 Jun 2012 to 30 Jul 2012)
    • CF1 Director (AR) (15 Jun 2012 to 30 Jul 2012)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 31 Mar 2013)
  • Cosgrove Brown Financial Planning Ltd

    FRN 582467

    • Employed By (since 15 Jun 2012)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (11 Jul 2012 to 16 Oct 2013)
    • CF30 Customer (11 Jul 2012 to 16 Oct 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 10 Feb 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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